The following services will be performed for you
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Organize, formalize, implement and monitor an investment policy.
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Maintain an appropriate Investment Policy Statement for those assets under the limited discretionary authority of Mulligan Capital.
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Adhere to fiduciary duty “Best Practices.”
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Coordinate investment accounts and related asset transfers.
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Monitor and manage investment assets and investment managers.
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Where appropriate: rebalance portfolio, modify investment policy and/or replace managers.
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Review investment portfolio(s) under our management semi-annually.
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Implement cost and tax-efficient liquidations for cash flow needs.
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Upon request, provide tax information: (i.e., realized gains, taxable and tax-exempt interest, “non-qualifying” and qualifying dividends, OID) for client's tax planning.
Fee schedule for investment advisory services
Annual fee based on assets under discretionary management (minimum $6,000)
| First $ 500,000 |
1.20% |
| Next $ 2,000,000 |
0.84% |
| Next $ 3,000,000 |
0.60% |
| Next $ 5,000,000 |
0.36% |
| Next $ 15,000,000+ |
0.24% |
Initial design work is ¼ of the annual fee.
